Interesting Angles on the DOL’s Fiduciary Rule #73
Recordkeeper Investment Support for Plan Sponsors This is my 73rd article about interesting observations concerning the Department of Labor’s (DOL’) fiduciary rule and exemptions. These articles also cover the DOL’s FAQs interpreting the regulation and exemptions and related developments in the securities laws. In Angles article #70, I discussed three areas where the fiduciary rule […]