Interesting Angles on the DOL’s Fiduciary Rule #82
Undisclosed (and Disclosed) 12b-1 Fees: The Different Views of the SEC and DOL This is my 82nd article about interesting observations concerning the Department of Labor’s (DOL) fiduciary rule and exemptions. These articles also cover the DOL’s FAQs interpreting the regulation and exemptions and related developments in the securities laws. On February 12, 2018, the […]