Interesting Angles on the DOL’s Fiduciary Rule #83
Part 2 of Undisclosed (and Disclosed) 12b-1 Fees This is my 83rd article about interesting observations concerning the Department of Labor’s (DOL) fiduciary rule and exemptions. These articles also cover the DOL’s FAQs interpreting the regulation and exemptions and related developments in the securities laws. In last week’s post (Angles #82) I discussed the fiduciary […]