Many articles have been written about the SEC’s new Regulation Best Interest for broker-dealers. Most were technical and compliance oriented. This one is different. It is written from the perspective of individual investors and how the rules will affect them.
Read “The SEC Issues New Rules for Broker-Dealers: Will They Help Investors?” at Forbes.com
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The views expressed in this article are the views of Fred Reish, and do not necessarily reflect the views of Faegre Drinker.
