Many articles have been written about the SEC’s new Regulation Best Interest for broker-dealers. Most were technical and compliance oriented. This one is different. It is written from the perspective of individual investors and how the rules will affect them.
Read “The SEC Issues New Rules for Broker-Dealers: Will They Help Investors?” at Forbes.com
The material contained in this communication is informational, general in nature and does not constitute legal advice. The material contained in this communication should not be relied upon or used without consulting a lawyer to consider your specific circumstances. This communication was published on the date specified and may not include any changes in the topics, laws, rules or regulations covered. Receipt of this communication does not establish an attorney-client relationship. In some jurisdictions, this communication may be considered attorney advertising.
To automatically receive these articles in your inbox, simply SIGN UP for a subscription and new articles will be emailed to you.
The views expressed in this article are the views of Fred Reish, and do not necessarily reflect the views of Faegre Drinker.