DOL Issues Fiduciary Rule FAQs as SEC Re-Enters Fiduciary Rule Debate

Most of the articles on my blog are written from the perspective of an ERISA attorney. However, two of our securities lawyers recently drafted an Alert about the DOL’s recent guidance and the SEC’s engagement in the process. I thought you might be interested in reading article that is written from a slightly different perspective.

The material contained in this communication is informational, general in nature and does not constitute legal advice. The material contained in this communication should not be relied upon or used without consulting a lawyer to consider your specific circumstances. This communication was published on the date specified and may not include any changes in the topics, laws, rules or regulations covered. Receipt of this communication does not establish an attorney-client relationship. In some jurisdictions, this communication may be considered attorney advertising.

The views expressed in this article are the views of Fred Reish, and do not necessarily reflect the views of Faegre Drinker.

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