Select a group title to see the articles associated with it:
- Best Practices for Plan Sponsors #7 (February 13, 2019)
- Alert: FINRA’s 529 Plan Share Class Initiative to Self-Report (February 6, 2019)
- Open Questions on Open MEPs (January 31, 2019)
- Best Practices for Plan Sponsors #6 (January 17, 2019)
- Best Interest Standard of Care for Advisors #7 (January 11, 2019)
- Best Interest Standard of Care for Advisors #6 (December 12, 2018)
- Best Interest Standard of Care for Advisors #5 (November 29, 2018)
- Best Interest Standard of Care for Advisors #4 (November 13, 2018)
- Best Practices for Plan Sponsors #5 (November 8, 2018)
- Best Interest Standard of Care for Advisors #3 (October 31, 2018)
- Best Practices for Plan Sponsors #4 (October 17, 2018)
- Best Practices for Plan Sponsors #3 (October 12, 2018)
- Best Practices for Plan Sponsors #2 (October 4, 2018)
- Best Practices for Plan Sponsors #1 (September 27, 2018)
- Best Interest Standard of Care for Advisors #2 (September 20, 2018)
- Best Interest Standard of Care for Advisors #1 (September 13, 2018)
- Moving from Angles to Bests (August 15, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #100 (August 7, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #99 (August 2, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #98 (July 17, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #97 (July 11, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #96 (June 26, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #95 (June 19, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #94 (June 12, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #93 (June 6, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #92 (May 31, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #91 (May 23, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #90 (May 15, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #89 (May 8, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #88 (April 25, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #87 (April 17, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #86 (April 12, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #85 (April 4, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #84 (March 27, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #83 (March 16, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #82 (March 7, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #81 (February 28, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #80 (February 22, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #79 (February 15, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #78 (January 25, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #77 (January 17, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #76 (January 10, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #75 (January 3, 2018)
- TIPS for TPAs: Missing Participants and Fiduciary Responsibilities: A Risk for TPAs (December 5, 2018)
- Most Popular Insights for the Third Quarter 2018 (October 15, 2018)
- TIPS for TPAs: TPA Issues in DOL Investigations of Client Plans (September 27, 2018)
- TPAs as Fiduciaries… of Their Own Plans (June 26, 2018)
- Fifth Circuit Vacates Fiduciary Rule (March 20, 2018)
- FINRA 2018 Annual Regulatory and Examination Priorities Letter Makes No Mention of a Fiduciary Duty for Brokers (February 8, 2018)
- New York Department of Financial Services Proposes Fiduciary Regulation (January 11, 2018)
- Interesting Angles on the DOL’s Fiduciary Rule #74 (December 19, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #73 (December 13, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #72 (December 6, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #71 (November 30, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #70 (November 16, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #69 (November 7, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #68 (November 2, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #67 (October 25, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #66 (October 18, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #65 (October 11, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #64 (October 5, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #63 (September 27 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #62 (September 20, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #61 (September 11, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule # #60 (September 6, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #59 (August 23, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #58 (August 15, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #57 (August 9, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #56 (August 1, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #55 (July 18, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #54 (July 6, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #53 (June 28, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #52 (June 19, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #51 (June 12, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #50 (June 6, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #49 (May 31, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #48 (May 25, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #47 (May 17, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #46 (May 11, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #45 (May 2, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #44 (April 26, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #43 (April 19, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #42 (April 13, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #41 (March 22, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #40 (March 15, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #39 (March 7, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #38 (March 1, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #37 (February 23, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #36 (February 15, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #35 (February 8, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #34 (January 19, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #33 (January 12, 2017)
- DOL Extends Transition Period for Fiduciary Rule Exemptions: What This Means for Service Providers (November 29, 2017)
- Impact of the DOL Fiduciary Rule on Broker-Dealers: Recommending Annuities to IRA Investors (July 20, 2017)
- Impact of the DOL Fiduciary Rule on Independent Insurance Agents (June 21, 2017)
- “Last Minute” Fiduciary Rule Check-In: What Independent RIA Firms Should Do Now (June 2, 2017)
- Fiduciary Rule Delayed – But It’s Not Entirely What Was Expected (April 6, 2017)
- DOL Issues Temporary Enforcement Relief for Fiduciary Rule Non-Compliance (March 16, 2017)
- DOL Proposes Delay of Fiduciary Rule Applicability Date (March, 2, 2017)
- Status of the Fiduciary Rule (February 7, 2017)
- Interesting Angles on the DOL’s Fiduciary Rule #32 (December 27, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #31 (December 20, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #30 (December 15, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #29 (December 9, 2016)
- The Presidential Election: Now What? (November 29, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #28 (November 17, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #27 (November 8, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #26 (November 1, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #25 (October 25, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #24 (October 20, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #23 (October 11, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #22 (October 4, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #21 (September 28, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #20 (September 20, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #19 (September 13, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #18 (September 7, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #17 (August 30, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #16 (August 16, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #15 (August 9, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #14 (August 2, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #13 (July 26, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #12 (July 14, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #11 (June 28, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #10 (June 21, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #9 (June 14, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #8 (June 7, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #7 (June 2, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #6 (May 24, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #5 (May 17, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #4 (May 11, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #3 (May 3, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #2 (April 26, 2016)
- Interesting Angles on the DOL’s Fiduciary Rule #1 (April 19, 2016)
- An Overview of the Fiduciary Rule (April 14, 2016)
- Investment Advice to Plans Under the DOL’s Fiduciary Rules (April 4, 2016)
- More Thoughts on Distributions and Rollovers (April 1, 2016)
- Distribution and Rollover Education (March 28, 2016)
- The Year of the Fiduciary Rule (January 7, 2016)
- Allocation Differences: How Recaptured Revenue-Sharing Funds Can Be Used (May 2016)
- Share Classes: Evaluating expense ratios and revenue sharing (March 2016)
- Practical Considerations: Brokerage Windows in 401(k) Plans (February 2016)
- Quirky Quotes: Things People Wish They’d Never Written (January 2016)
- New Guidance on SRIs: What Plan Committees Need to Know (December 2015)
- Gifts From Providers (November 2015)
- Key Changes Ahead (October 2015)
- Monitoring Call Centers (September 2015)
- Another Policy Statement (August 2015)
- The Meaning of Tibble (July 2015)
- Distributions and Rollovers (June 2015)
- Allocating Plan Expenses (May 2015)
- Questions of Class (March 2015)
- Is 65 Too Young to Retire? (February 2015)
- Expense Recapture (January 2015)
- “Socially Responsible Investing Under ERISA: New DOL Guidance (November 24, 2015)
- What was Hot in the Second Quarter of 2015 (July 28, 2015)
- The Duty of Prudence and the Net Cost of Investments (June 22, 2015)
- Fiduciary Challenges for Evaluating Plan Fees: Investment Expenses and Revenue Sharing (June 2, 2015)
- Navigating Retirement Risks: Creating Sustainable Retirement Income (May 14, 2015)
- The Essence of the Fiduciary Proposal… for Advisors (May 7, 2015)
- What’s Hot . . . in the First Quarter of 2015? (April 28, 2015)
- The Fiduciary Exemption for Commissions (March 19, 2015)
- Did you know …About the Fiduciary Requirements for Selecting an Insurance Guarantee for your Participants? (March 10, 2015)
- Managing Defined Contribution Plan Investment Policy Statements (February 10, 2015)
- Navigating Retirement Risks (February 3, 2015)
- Did you know…? (January 8, 2015)
- “Socially Responsible” Investing Under ERISA: New DOL Guidance (November 2015)
- Analysis: Impact of the DOL’s Fiduciary Proposal on Participant Investment Advice (July 2015)
- Client Alert: Impact of the DOL’s Fiduciary Proposal on Participant Investment Advice (July 2015)
- Analysis: The Impact of the DOL’s Fiduciary Proposal on Sales of Insurance Products (June 2015)
- Client Alert: The Impact of the DOL’s Fiduciary Proposal on Sales of Insurance Products (June 2015)
- Analysis: Impact of the DOL’s Fiduciary Proposal on Independent Registered Investment Advisers (May 2015)
- Client Alert: Impact of the DOL’s Fiduciary Proposal on Independent Registered Investment Advisers (May 2015)
- 408(b)(2) Enforcement Has Arrived (December 2014)
- A New Fiduciary Duty (November 2014)
- Investment Advice (October 2014)
- 401(k) Guidance Favorites (September 2014)
- 401(k) Freeloaders (August 2014)
- Investment Policy Statements (July 2014)
- Why are there Fiduciaries? (June 2014)
- What’s Next? Defined Contribution Plan Predictions (May 2014)
- Plan Committee Agendas III (March 2014)
- Plan Committee Agendas II (February 2014)
- Plan Committee Agendas (January 2014)
- Aging Boomers and Rollovers to IRAs (November 12, 2014)
- Re-Proposal of DOL Fiduciary Advice Regulation (October 1, 2014)
- Providing Compliant Services (August 19, 2014)
- DOL Proposed Guide (July 16, 2014)
- 408(b)(2) Guide and More (April 17, 2014)
- Capturing Rollovers: A Changing Environment (March 4, 2014)
- Investment Policy Statement: Friend or Enemy (January 6, 2014)
- DOL 2014 Fall Regulatory Agenda (December 2014)
- Contingent Worders . . . from an ERISA Perspective (September 2014)
- Lifetime Income: Participant Needs, Retiree Risks and Retirement Solutions (April 2014)
- FINRA’s Reminder About Rollovers: News to Many (April 2014)
- DOL Proposed Regulation on 408(b)(2) “Guide” – Impact on Service Providers (March 2014)
- The Adviser’s Duty of Loyalty; PlanAdviser Magazine (October 2014)
- The DOL’s Proposed 408(b)(2) Guide; PlanAdviser Magazine (August 2014)
- Evaluating Target-Date Funds; PlanAdviser Magazine (June 2014)
- Capturing Plan Rollovers; Plan Consultant Magazine (spring 2014)
- Asset Allocation Models; PlanAdviser Magazine (March/April 2014)
- Distributions and Rollovers; PlanAdviser Magazine (February 2014)
- Creating Sustainable Retirement Income in 401(k) plans Using Managed Risk Funds; Milliman, Inc. (September 2014)
- Using Re-enrollment to Improve Participant Investing and Provide Fiduciary Protections; J.P. Morgan (July 2014)
- Analysis of the J.P. Morgan Target Date Compass (May 2014)
- Lincoln Secured Retirement Income(SM) Solution: Fiduciary Process in Evaluating In-Plan Guarantees; Lincoln Financial (March 2014)
- Your Children’s Retirement (December 2013)
- Things I Wonder About (November 2013)
- Fair Revenue Sharing, Part 2 (October 2013)
- Fair Revenue Sharing (September 2013)
- Participant Investing (August 2013)
- Plan Committees Beware (July 2013)
- Is 70 the New 65? (June 2013)
- Responsible Parties (May 2013)
- Fully Formed (March 2013)
- Prudent Process (February 2013)
- Duty Bound (January 2013)
- Target Date Retirement Funds — Tips for ERISA Plan Fiduciaries (November 20, 2013)
- Selection and Monitoring of Target Date Funds (October 7, 2013)
- Responsible Plan Fiduciaries and Disclosure Issues (September 4, 2013)
- The “Yale Professor” Letters on Fund Expenses (August 6, 2013)
- DOL Proposed Regulation Sent to OMG (July 24, 2013)
- Mass Mailing to Plan Sponsors About Excess Fund Fees (July 16, 2013)
- Managing Plan Costs (June 12, 2013)
- Fiduciary Obligation to Select Appropriate Share Classes (April 29, 2013)
- Fiduciary Advice and 12b-1 Fees (March 21, 2013)
- Anticipated DOL Guidance (February 20, 2013)
- Plans With Only Brokerage Accounts (January 23, 2013)
- Retirement Income Team Newsletter (October 2013)
- IRA Rollover Services and Responsibility of Plan Sponsors (June 2013)
- Retirement Income Team Newsletter (May 2013)
- Plan Sponsor Newsletter (April 2013)
- ERISA Newsletter for Retirement Plan Service Providers (February 2013)
- Providing Guaranteed Lifetime Income Benefits: Managing Fiduciary Responsibility (February 2013)
- Retirement Income Team Newsletter (January 2013)
- Individual Brokerage Accounts: What Plan Sponsors Must Disclose to Participants (January 2013)
- Custom Target Date Funds — Assessing the Best Fit (October 2013)
- Fiduciary implications: Using re-enrollment to improve target date fund adoption: a White Paper (June 2013)
- Lincoln Secured Retirement Income(SM) Solution: Addressing Participant Retirement Income Risks: A White Paper (March 2013)
- The Benefits of Mandatory Distributions: A White Paper (February 2013)
- Devil in the Details (December 2012)
- The Not-So-Fine Print (November 2012)
- Age of Reason (October 2012)
- Crystal Ball Part 2 (September 2012)
- Crystal Ball (August 2012)
- Recipe for Success (July 2012)
- Many Happy Returns (June 2012)
- Getting Old (May 2012)
- Complexity of Design (March 2012)
- A Changing World (February 2012)
- Careful Endorsements (January 2012)
- Brokerage Windows and Retirement Plans (December 17, 2012)
- Participant Disclosures about Brokerage Accounts (November 26, 2012)
- 408(b)(2) Violations and Service Provider Correction Program (October 18, 2012)
- Disclosures for Individual Brokerage Accounts (September 24, 2012)
- Asset Allocation Models (September 4, 2012)
- 408(b)(2) and Plan Sponsors (August 20, 2012)
- Field Assistance Bulletin Regarding 404a-5 (July 31, 2012)
- Hedge Funds and Prohibited Transactions (July 12, 2012)
- 408(b)(2) Disclosures and Referrals to Investment Managers (June 27, 2012)
- 408(b)(2) Disclosures for Related Parties (June 20, 2012)
- Adequacy of Disclosures (June 14, 2012)
- 408(b)(2) Compliance (June 7, 2012)
- 408(b)(2) Disclosures for Solicitor’s Fees (May 29, 2012)
- ERISA Disclosures for Discretionary Investment Managers (May 17, 2012)
- DOL Activity in 2012 (April 30, 2012)
- When are AAMs considered DIAs? (April 9, 2012)
- Fiduciary Investment Advice for Participants (March 19, 2012)
- What the 408(b)(2) Change Means to RIAs (February 16, 2012)
- Finally the Final … (408)(b)(2) Regulation (February 3, 2012)
- Capturing Rollovers (January 23, 2012)
- Plan Brokerage Accounts (January 5, 2012)
- ERISA Newsletter for Retirement Plan Service Providers (November 2012)
- Retirement Income Team Newsletter (October 2012)
- ERISA Newsletter for Retirement Service Providers (July 2012)
- ERISA Service Provider Disclosures: What Plan Sponsors Need to Do Now (July 2012)
- The Final 408(b)(2) Regulation: Impact on Broker-Dealers (May 2012)
- The Final 408(b)(2) Regulation: Impact on Investment Managers (May 2012)
- The Final 408(b)(2) Regulation: Impact on RIAs (February 2012)
- Finally the Final … 408(b)(2) Regulation (February 2012)
- Capturing Rollovers (January 2012)
- “Open” Multiple Employer Plans After Advisory Opinion 2012-04A: An Assessment; Journal of Pension Benefits (October 2012)
- ERISA Compliance Issues for Plan Providers: The DOL Consultant/Adviser Project; Journal of Pension Benefits (October 2012)
- Full Disclosure: The Impact of the Final 408(b)(2) Regulation on TPAs; Plan Consultant (July 2012)
- Re-Enrolling: Doing Well While Doing Good; John Hancock Mutual Funds (June 2012)
- A Good Sense of Value; PIMCO DC Dialogue (May 2012)
- The Problem With Spending Too Fast: Retirement Savings Withdrawal Rates; Institutional Retirement Income Council (April 2012)
- The Rise & Fall of Employer-Sponsored Pensions; Workforce Management (February 2012)
- 408(b)(2) and the Rise of Benchmarking; Sparks Journal (January 2012)
- Burden Sum (December 2011)
- ‘Class’ Actions (November 2011)
- ’Safe’ Hows (October 2011)
- The Risk of Growing Old (September 2011)
- Living Room? (August 2011)
- Being Reasonable About Plan Expenses (July 2011)
- Targeting Date Funds (June 2011)
- QDIA Demographics (May 2011)
- Retirement Requirement (March 2011)
- Part of the Parcel (February 2011)
- Class-ifying Mutual Funds (January 2011)
- New Disclosure Rules (December 19, 2011)
- Proposed Fiduciary Advice Regulation (December 5, 2011)
- Departure from the Recent Series (November 21, 2011)
- Consequences of Failure to Comply (November 7, 2011)
- DOL Investrigations: Broker-Dealers and RIAs as Targets (October 21, 2011)
- Expanded Discussion on Failure to Disclose (October 10, 2011)
- More Issues Presented Under 408(b)(2) Regulations (September 26, 2011)
- Short Article about Interesting Issues Under the DOL’s New Disclosure Requirements (September 6, 2011)
- Interesting 408(b)(2) Disclosure Issues (August 16, 2011)
- Extension to Compliance Date for 408(b)(2) (July 25, 2011)
- Another in a Series of Discussions of Interesting Issues Regarding Disclosures Under new DOL Rules (July 18, 2011)
- Interesting Issues Under 408(b)(2) (June 27, 2011)
- Overlooked Issues Under 408(b)(2) (May 31, 2011)
- Fiduciary Investment Advice for Participants (December 2011)
- DOL Investigations: Broker-Dealers and RIAs as Targets (October 2011)
- Service Provider Disclosures: The Impact on Plan Sponsors (October 2011)
- Investment Management News (August 2011)
- Fee Disclosure Compliance Delayed (July 2011)
- The DOL’s 408(b)(2) Regulation: Impact on Investment Managers (June 2011)
- The Problem With Living Too Long (May 2011)
- Fiduciary Considerations for Insured Retirement Income Products: Focus on Guaranteed Withdrawal Benefits (February 2011)
- The Impact of 408(b)(2) on Service Providers (February 2011)
- Fiduciary Status for Referrals (February 2011)
- The New Form ADV Part 2: Convergence of ERISA and Securities Law Disclosure (January 2011)
- Labor’s Tenacious Rule Maker Isn’t Done With ‘Fiduciary’ Fight; Investment News (December 2011)
- Minimizing Risks for Charity Board Members; Daily Journal (December 2011)
- Generation X: Time to Reboot; Forbes (November 2011)
- COMPLY: Labor Probe Seen Clarifying Fiduciary Rule; Reuters (October 2011)
- Fiduciary Considerations for Insured Retirement Income Products: Guaranteed Withdrawal Benefits; Journal of Pension Benefits (October 2011)
- The Proposed Regulation on Fiduciary Advice and Its Impact on Record Keepers and Broker-Dealers; The Spark Journal (August 2011)
- Workers, Employers Fret About Life After Retirement — 25 Years Later; Workforce Management Benefits (August 2011)
- Getting Ready for the 408(b)(2) Regs?; 401(k) Advisor (August 2011)
- New DOL Regulations Raise the Bar for Plan Fiduciaries; Employee Benefit News (August 2011)
- Seeking Investment Flexibility In a 401(k); The New York Times (July 2011)
- Best Annuities; Barron’s (June 2011)
- Running the Fund: Safe Passage; Plansponsor.com (January 2011)
- Open Multiple Employer Plans: Tax and ERISA Considerations; 401k Safe (September 2011)
- Fiduciary implications: Using re-renrollment to improve target date fund adoption; J.P. Morgan Asset Management (August 2011)
- The Prudence Standard: Affiliated Products and Services; Great-West Retirement Plan Services (June 2011)