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Interesting Angles on the DOL’s Fiduciary Rule #36

Retirement Advice and the SEC

While the DOL’s fiduciary regulation and prohibited transaction exemptions have occupied everyone’s attention over the last year, other regulatory agencies...

Interesting Angles on the DOL’s Fiduciary Rule #35

Presidential Memorandum on Fiduciary Rule

Last Friday, the White House directed a memorandum to the DOL to review the fiduciary regulation and the related exemptions...

Interesting Angles on the DOL’s Fiduciary Rule #34

A Seminar Can Be a Fiduciary Act

This is my 34th article about interesting observations concerning the Department of Labor’s fiduciary rule and exemptions. These...